The chairman and two directors sold huge chunks of GMCR just weeks before SBUX announced its single-cup brewer. More
Securities and Exchange Commission
Recent Articles
The SEC Charges 3 in the Secondary Markets
Trading activity in privately held and pre-IPO gray markets has surged, which has the SEC looking for potential fraud and misrepresentation to investors. More
High-Frequency Trading Is High-Tech Cheating
This high-tech cheating is skimming by algorithm -- and it impairs liquidity and efficiency for actual human investors. Here's why it's time for the SEC to take on HFT. More
SEC Ends ‘Neither Admit Nor Deny’ Policy
Companies that admit to wrongdoing in criminal cases lose wiggle room in SEC civil cases involving the same charges. More
Judge Stands Up for the Little Guy by Standing Up to Citi
A Manhattan U.S. District Judge took the side of the little guy and smacked down a proposed settlement between Citigroup and the SEC. What got him riled up? More
